Preventing Money Laundering and Terrorist Financing : A Practical Guide for Bank Supervisors
This book is specifically designed for bank supervisors, some of whom may be looking for ways to devise a program of anti-money laundering/combating the financing of terrorism (AML/CFT) supervision. Others may have encountered difficulties in eleme...
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| Format: | Publication |
| Language: | English |
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World Bank
2012
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| Online Access: | http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090615030245 http://hdl.handle.net/10986/2638 |
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okr-10986-2638 |
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oai_dc |
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Digital Repository |
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Foreign Institution |
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Digital Repositories |
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World Bank Open Knowledge Repository |
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World Bank |
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English |
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ACCEPTABLE RISK ACCESS TO INFORMATION ACCOUNTABILITY ADB ADEQUATE SURVEILLANCE ADVISORY GROUP ANTI- MONEY LAUNDERING ANTI-MONEY LAUNDERING ASSESSMENT OF RISK ATM AUDITOR BANK COMPLIANCE BANK EXAMINATION BANK EXAMINERS BANK FOR INTERNATIONAL SETTLEMENTS BANK HOLDING COMPANIES BANK NEGARA MALAYSIA BANK OF KOREA BANK OF PORTUGAL BANK OF THAILAND BANK PRODUCTS BANK REGULATORY AGENCIES BANKERS ASSOCIATION BANKING INDUSTRY BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKRUPTCY BANKS BANQUE DE FRANCE BANQUE NATIONALE DE BELGIQUE BEST PRACTICES BUSINESS SCHOOL CAPITAL ADEQUACY CENTRAL BANKS CIVIL SANCTIONS CLEARING HOUSE COMMERCIAL BANKS CONFIDENCE CONFLICTS OF INTEREST CONSOLIDATED SUPERVISION CONSUMER CONSUMER ORGANIZATIONS CORRUPT CORRUPT PRACTICES CORRUPTION CREDIT INSTITUTIONS CREDIT RISK CRIMINAL CRIMINAL SANCTIONS CRIMINALS CURRENCY CUSTOMER BASE DAMAGES DEPOSIT DEPOSITORS DEVELOPMENT BANK DISCRETION DRUG TRAFFICKING EARNINGS ECONOMIC CRIME ECONOMIC GROWTH EMPLOYEE EMPLOYMENT ENFORCEMENT AGENCIES EVALUATION CRITERIA EXTERNAL AUDITORS EXTORTION FDIC FEDERAL DEPOSIT INSURANCE FEDERAL DEPOSIT INSURANCE CORPORATION FEDERAL FINANCIAL INSTITUTIONS FEDERAL REGULATION FEDERAL RESERVE FINANCES FINANCIAL ACCESS FINANCIAL ACTION FINANCIAL CRIME FINANCIAL CRIMES FINANCIAL CRISIS FINANCIAL EXPERTISE FINANCIAL GROUPS FINANCIAL INFORMATION FINANCIAL INFRASTRUCTURE FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL INTELLIGENCE FINANCIAL INTELLIGENCE UNIT FINANCIAL MANAGEMENT FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL REGULATION FINANCIAL SECTOR FINANCIAL SECTOR ASSESSMENT FINANCIAL SERVICE FINANCIAL SERVICES FINANCIAL SERVICES AUTHORITY FINANCIAL SYSTEM FINANCIAL SYSTEMS FINANCIAL TRANSACTION FOREIGN ASSETS FOREIGN BANKS FORMAL BANKING FORMAL BANKING SYSTEM FRAUD GENERAL PUBLIC GENERATOR GOVERNMENT POLICY INFORMATION SYSTEM INFORMATION TECHNOLOGY INSURANCE COMPANIES INTEGRITY INTERNAL CONTROLS INTERNATIONAL BANK INTERNATIONAL BANKS INTERNATIONAL FINANCE INVESTIGATION INVESTMENT COMPANY INVESTMENT FIRMS JUDICIARY LAW ENFORCEMENT LAWS LAWYERS LEGISLATION LEVEL PLAYING FIELD LIFE INSURANCE LIFE INSURANCE COMPANY LIFETIME LIQUIDITY RISK LOAN LOCAL BANKS MAJOR BANKING MANDATES MARKET DISCIPLINE MEDIA MICROFINANCE MONEY LAUNDERING OFFENSE OFFENSES OUTREACH PENALTIES POLICE PRIVATE INVESTMENT PROSECUTION PROSECUTOR PUBLIC BANK PUBLIC FUNDS PUBLIC GOOD QUESTIONNAIRE REAL ESTATE REAL ESTATE AGENTS RESPONSIBILITIES RISK ANALYSIS RISK ASSESSMENT RISK ASSESSMENT PROCESS RISK EXPOSURE RISK MANAGEMENT RISK PROFILE ROBBERY SAFETY SANCTION SANCTIONS SECURITIES SENIOR STAKEHOLDERS STATE UNIVERSITY SUBSIDIARY SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK SUPERVISORY REGIMES TECHNICAL ASSISTANCE TERRORISM TERRORIST TERRORISTS THEFT THRIFT THRIFT SUPERVISION TRAINING PROGRAMS TRANSACTION TRANSPARENCY TYPES OF LOANS VALUABLE WIRE TRANSFER WITHDRAWAL |
| spellingShingle |
ACCEPTABLE RISK ACCESS TO INFORMATION ACCOUNTABILITY ADB ADEQUATE SURVEILLANCE ADVISORY GROUP ANTI- MONEY LAUNDERING ANTI-MONEY LAUNDERING ASSESSMENT OF RISK ATM AUDITOR BANK COMPLIANCE BANK EXAMINATION BANK EXAMINERS BANK FOR INTERNATIONAL SETTLEMENTS BANK HOLDING COMPANIES BANK NEGARA MALAYSIA BANK OF KOREA BANK OF PORTUGAL BANK OF THAILAND BANK PRODUCTS BANK REGULATORY AGENCIES BANKERS ASSOCIATION BANKING INDUSTRY BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKRUPTCY BANKS BANQUE DE FRANCE BANQUE NATIONALE DE BELGIQUE BEST PRACTICES BUSINESS SCHOOL CAPITAL ADEQUACY CENTRAL BANKS CIVIL SANCTIONS CLEARING HOUSE COMMERCIAL BANKS CONFIDENCE CONFLICTS OF INTEREST CONSOLIDATED SUPERVISION CONSUMER CONSUMER ORGANIZATIONS CORRUPT CORRUPT PRACTICES CORRUPTION CREDIT INSTITUTIONS CREDIT RISK CRIMINAL CRIMINAL SANCTIONS CRIMINALS CURRENCY CUSTOMER BASE DAMAGES DEPOSIT DEPOSITORS DEVELOPMENT BANK DISCRETION DRUG TRAFFICKING EARNINGS ECONOMIC CRIME ECONOMIC GROWTH EMPLOYEE EMPLOYMENT ENFORCEMENT AGENCIES EVALUATION CRITERIA EXTERNAL AUDITORS EXTORTION FDIC FEDERAL DEPOSIT INSURANCE FEDERAL DEPOSIT INSURANCE CORPORATION FEDERAL FINANCIAL INSTITUTIONS FEDERAL REGULATION FEDERAL RESERVE FINANCES FINANCIAL ACCESS FINANCIAL ACTION FINANCIAL CRIME FINANCIAL CRIMES FINANCIAL CRISIS FINANCIAL EXPERTISE FINANCIAL GROUPS FINANCIAL INFORMATION FINANCIAL INFRASTRUCTURE FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL INTELLIGENCE FINANCIAL INTELLIGENCE UNIT FINANCIAL MANAGEMENT FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL REGULATION FINANCIAL SECTOR FINANCIAL SECTOR ASSESSMENT FINANCIAL SERVICE FINANCIAL SERVICES FINANCIAL SERVICES AUTHORITY FINANCIAL SYSTEM FINANCIAL SYSTEMS FINANCIAL TRANSACTION FOREIGN ASSETS FOREIGN BANKS FORMAL BANKING FORMAL BANKING SYSTEM FRAUD GENERAL PUBLIC GENERATOR GOVERNMENT POLICY INFORMATION SYSTEM INFORMATION TECHNOLOGY INSURANCE COMPANIES INTEGRITY INTERNAL CONTROLS INTERNATIONAL BANK INTERNATIONAL BANKS INTERNATIONAL FINANCE INVESTIGATION INVESTMENT COMPANY INVESTMENT FIRMS JUDICIARY LAW ENFORCEMENT LAWS LAWYERS LEGISLATION LEVEL PLAYING FIELD LIFE INSURANCE LIFE INSURANCE COMPANY LIFETIME LIQUIDITY RISK LOAN LOCAL BANKS MAJOR BANKING MANDATES MARKET DISCIPLINE MEDIA MICROFINANCE MONEY LAUNDERING OFFENSE OFFENSES OUTREACH PENALTIES POLICE PRIVATE INVESTMENT PROSECUTION PROSECUTOR PUBLIC BANK PUBLIC FUNDS PUBLIC GOOD QUESTIONNAIRE REAL ESTATE REAL ESTATE AGENTS RESPONSIBILITIES RISK ANALYSIS RISK ASSESSMENT RISK ASSESSMENT PROCESS RISK EXPOSURE RISK MANAGEMENT RISK PROFILE ROBBERY SAFETY SANCTION SANCTIONS SECURITIES SENIOR STAKEHOLDERS STATE UNIVERSITY SUBSIDIARY SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK SUPERVISORY REGIMES TECHNICAL ASSISTANCE TERRORISM TERRORIST TERRORISTS THEFT THRIFT THRIFT SUPERVISION TRAINING PROGRAMS TRANSACTION TRANSPARENCY TYPES OF LOANS VALUABLE WIRE TRANSFER WITHDRAWAL Chatain, Pierre-Laurent McDowell, John Mousset, Cedric Schott, Paul Allan van der Does de Willebois, Emile Preventing Money Laundering and Terrorist Financing : A Practical Guide for Bank Supervisors |
| description |
This book is specifically designed for
bank supervisors, some of whom may be looking for ways to
devise a program of anti-money laundering/combating the
financing of terrorism (AML/CFT) supervision. Others may
have encountered difficulties in elements of their systems
of supervision and are looking for alternatives. Supervisors
may also come to recognize even more efficient ways to carry
out AML/CFT supervision. The objective of this book is
therefore to provide a "how to" reference for
practitioners of financial regulation and supervision. The
authors have attempted to conceive a practical guide, with
the purpose of resolving strategic and operational
supervisory issues. They cover the entire spectrum of
supervision, ranging from supervision objectives to the
design and carrying out of onsite and offsite inspection
programs, and from cooperation with other domestic and
international AML/CFT authorities to sanctions and
enforcement. The international community recognizes that
under-regulated or unsupervised entities have the potential
to undermine confidence in financial markets and hamper
economic recovery. Better transparency, enhanced oversight,
and stronger cross border cooperation among regulators and
supervisors in all areas of risks, including money
laundering and terrorist financing, are necessary to ensure
that financial institutions always remain sound,
sustainable, and vigilant. This task is even greater during
difficult times. |
| format |
Publications & Research :: Publication |
| author |
Chatain, Pierre-Laurent McDowell, John Mousset, Cedric Schott, Paul Allan van der Does de Willebois, Emile |
| author_facet |
Chatain, Pierre-Laurent McDowell, John Mousset, Cedric Schott, Paul Allan van der Does de Willebois, Emile |
| author_sort |
Chatain, Pierre-Laurent |
| title |
Preventing Money Laundering and
Terrorist Financing : A Practical Guide for Bank Supervisors |
| title_short |
Preventing Money Laundering and
Terrorist Financing : A Practical Guide for Bank Supervisors |
| title_full |
Preventing Money Laundering and
Terrorist Financing : A Practical Guide for Bank Supervisors |
| title_fullStr |
Preventing Money Laundering and
Terrorist Financing : A Practical Guide for Bank Supervisors |
| title_full_unstemmed |
Preventing Money Laundering and
Terrorist Financing : A Practical Guide for Bank Supervisors |
| title_sort |
preventing money laundering and
terrorist financing : a practical guide for bank supervisors |
| publisher |
World Bank |
| publishDate |
2012 |
| url |
http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090615030245 http://hdl.handle.net/10986/2638 |
| _version_ |
1764385747774734336 |
| spelling |
okr-10986-26382021-06-08T12:08:57Z Preventing Money Laundering and Terrorist Financing : A Practical Guide for Bank Supervisors Chatain, Pierre-Laurent McDowell, John Mousset, Cedric Schott, Paul Allan van der Does de Willebois, Emile ACCEPTABLE RISK ACCESS TO INFORMATION ACCOUNTABILITY ADB ADEQUATE SURVEILLANCE ADVISORY GROUP ANTI- MONEY LAUNDERING ANTI-MONEY LAUNDERING ASSESSMENT OF RISK ATM AUDITOR BANK COMPLIANCE BANK EXAMINATION BANK EXAMINERS BANK FOR INTERNATIONAL SETTLEMENTS BANK HOLDING COMPANIES BANK NEGARA MALAYSIA BANK OF KOREA BANK OF PORTUGAL BANK OF THAILAND BANK PRODUCTS BANK REGULATORY AGENCIES BANKERS ASSOCIATION BANKING INDUSTRY BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKRUPTCY BANKS BANQUE DE FRANCE BANQUE NATIONALE DE BELGIQUE BEST PRACTICES BUSINESS SCHOOL CAPITAL ADEQUACY CENTRAL BANKS CIVIL SANCTIONS CLEARING HOUSE COMMERCIAL BANKS CONFIDENCE CONFLICTS OF INTEREST CONSOLIDATED SUPERVISION CONSUMER CONSUMER ORGANIZATIONS CORRUPT CORRUPT PRACTICES CORRUPTION CREDIT INSTITUTIONS CREDIT RISK CRIMINAL CRIMINAL SANCTIONS CRIMINALS CURRENCY CUSTOMER BASE DAMAGES DEPOSIT DEPOSITORS DEVELOPMENT BANK DISCRETION DRUG TRAFFICKING EARNINGS ECONOMIC CRIME ECONOMIC GROWTH EMPLOYEE EMPLOYMENT ENFORCEMENT AGENCIES EVALUATION CRITERIA EXTERNAL AUDITORS EXTORTION FDIC FEDERAL DEPOSIT INSURANCE FEDERAL DEPOSIT INSURANCE CORPORATION FEDERAL FINANCIAL INSTITUTIONS FEDERAL REGULATION FEDERAL RESERVE FINANCES FINANCIAL ACCESS FINANCIAL ACTION FINANCIAL CRIME FINANCIAL CRIMES FINANCIAL CRISIS FINANCIAL EXPERTISE FINANCIAL GROUPS FINANCIAL INFORMATION FINANCIAL INFRASTRUCTURE FINANCIAL INSTITUTION FINANCIAL INSTITUTIONS FINANCIAL INTELLIGENCE FINANCIAL INTELLIGENCE UNIT FINANCIAL MANAGEMENT FINANCIAL MARKET FINANCIAL MARKETS FINANCIAL REGULATION FINANCIAL SECTOR FINANCIAL SECTOR ASSESSMENT FINANCIAL SERVICE FINANCIAL SERVICES FINANCIAL SERVICES AUTHORITY FINANCIAL SYSTEM FINANCIAL SYSTEMS FINANCIAL TRANSACTION FOREIGN ASSETS FOREIGN BANKS FORMAL BANKING FORMAL BANKING SYSTEM FRAUD GENERAL PUBLIC GENERATOR GOVERNMENT POLICY INFORMATION SYSTEM INFORMATION TECHNOLOGY INSURANCE COMPANIES INTEGRITY INTERNAL CONTROLS INTERNATIONAL BANK INTERNATIONAL BANKS INTERNATIONAL FINANCE INVESTIGATION INVESTMENT COMPANY INVESTMENT FIRMS JUDICIARY LAW ENFORCEMENT LAWS LAWYERS LEGISLATION LEVEL PLAYING FIELD LIFE INSURANCE LIFE INSURANCE COMPANY LIFETIME LIQUIDITY RISK LOAN LOCAL BANKS MAJOR BANKING MANDATES MARKET DISCIPLINE MEDIA MICROFINANCE MONEY LAUNDERING OFFENSE OFFENSES OUTREACH PENALTIES POLICE PRIVATE INVESTMENT PROSECUTION PROSECUTOR PUBLIC BANK PUBLIC FUNDS PUBLIC GOOD QUESTIONNAIRE REAL ESTATE REAL ESTATE AGENTS RESPONSIBILITIES RISK ANALYSIS RISK ASSESSMENT RISK ASSESSMENT PROCESS RISK EXPOSURE RISK MANAGEMENT RISK PROFILE ROBBERY SAFETY SANCTION SANCTIONS SECURITIES SENIOR STAKEHOLDERS STATE UNIVERSITY SUBSIDIARY SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK SUPERVISORY REGIMES TECHNICAL ASSISTANCE TERRORISM TERRORIST TERRORISTS THEFT THRIFT THRIFT SUPERVISION TRAINING PROGRAMS TRANSACTION TRANSPARENCY TYPES OF LOANS VALUABLE WIRE TRANSFER WITHDRAWAL This book is specifically designed for bank supervisors, some of whom may be looking for ways to devise a program of anti-money laundering/combating the financing of terrorism (AML/CFT) supervision. Others may have encountered difficulties in elements of their systems of supervision and are looking for alternatives. Supervisors may also come to recognize even more efficient ways to carry out AML/CFT supervision. The objective of this book is therefore to provide a "how to" reference for practitioners of financial regulation and supervision. The authors have attempted to conceive a practical guide, with the purpose of resolving strategic and operational supervisory issues. They cover the entire spectrum of supervision, ranging from supervision objectives to the design and carrying out of onsite and offsite inspection programs, and from cooperation with other domestic and international AML/CFT authorities to sanctions and enforcement. The international community recognizes that under-regulated or unsupervised entities have the potential to undermine confidence in financial markets and hamper economic recovery. Better transparency, enhanced oversight, and stronger cross border cooperation among regulators and supervisors in all areas of risks, including money laundering and terrorist financing, are necessary to ensure that financial institutions always remain sound, sustainable, and vigilant. This task is even greater during difficult times. 2012-03-19T10:03:39Z 2012-03-19T10:03:39Z 2009-03-01 http://www-wds.worldbank.org/external/default/main?menuPK=64187510&pagePK=64193027&piPK=64187937&theSitePK=523679&menuPK=64187510&searchMenuPK=64187283&siteName=WDS&entityID=000334955_20090615030245 978-0-8213-7912-7 http://hdl.handle.net/10986/2638 English CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo World Bank World Bank Publications & Research :: Publication Publications & Research :: Publication |