People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision
Regulation and supervision of China's banking system has made impressive progress in the past few years, led by an activist, forward-looking regulator China Banking Regulatory Commission (CBRC), with a clear safety and soundness mandate that h...
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| Format: | Report |
| Language: | English en_US |
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World Bank, Washington, DC
2017
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| Online Access: | http://documents.worldbank.org/curated/en/281141468011147005/China-Basel-core-principles-for-effective-banking-supervision-detailed-assessment-of-observance http://hdl.handle.net/10986/26546 |
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okr-10986-26546 |
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oai_dc |
| repository_type |
Digital Repository |
| institution_category |
Foreign Institution |
| institution |
Digital Repositories |
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World Bank Open Knowledge Repository |
| collection |
World Bank |
| language |
English en_US |
| topic |
ACCESS TO FINANCIAL SERVICES ACCOUNTABILITY ACCOUNTANT ACCOUNTING ACCOUNTING PRINCIPLES ADVANCED ECONOMIES AFFILIATES ANTI-MONEY LAUNDERING APPROVAL PROCESS ASSET MANAGEMENT ASSET MANAGEMENT COMPANIES ASSET PRICE ASSET QUALITY AUDITING AUDITORS AUDITS AUTONOMOUS REGIONS AUTONOMY BANK ASSETS BANK CAPITAL BANK CUSTOMER BANK FAILURES BANK LENDING BANKERS ASSOCIATION BANKING INDUSTRY BANKING LAW BANKING REGULATION BANKING SECTOR BANKING SECTOR ASSETS BANKING SECTOR REFORM BANKING SUPERVISION BANKING SYSTEM BANKRUPTCY BANKRUPTCY LAWS BANKS BOND BOND MARKETS BORROWING BROAD MONEY BUSINESS ENTERPRISES CAPITAL ADEQUACY CAPITAL ADEQUACY RULES CAPITAL INJECTIONS CAPITAL MARKETS CAPITAL REQUIREMENTS CAPITALIZATION CASH FLOWS CASH PAYMENT CENTRAL BANK CHEAP MONEY COLLEGE DEGREE COMMERCIAL BANK COMMERCIAL BANKING CONSOLIDATED SUPERVISION CONSOLIDATION CONSUMER PRICE INDEX CONTAGION CORPORATE GOVERNANCE CREDIT GROWTH CREDIT OFFICER CREDIT PROVISION CREDIT RISK CREDIT RISK MANAGEMENT CREDIT SUPPORT CREDITORS CROSS-BORDER BANKING CURRENT ASSETS DEBIT CARDS DEBTS DEPOSIT DEPOSIT INSURANCE DEPOSITORS DEVELOPMENT BANK DEVELOPMENT FINANCE DISCLOSURE REQUIREMENTS DUE DILIGENCE ECONOMIC POLICIES ECONOMIC REFORM ELECTRONIC PAYMENT EMPLOYMENT EQUITY INVESTMENTS EXCHANGE CONTROL EXCHANGE RATE EXPENDITURE EXTERNAL AUDITORS FEDERAL RESERVE FEDERAL RESERVE BANK FINANCE COMPANIES FINANCIAL CONTRACTS FINANCIAL DATA FINANCIAL DIFFICULTIES FINANCIAL INFORMATION FINANCIAL INSTITUTIONS FINANCIAL LEASING FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL RATIOS FINANCIAL REPORTING FINANCIAL SECTOR ASSESSMENT FINANCIAL SECTOR REGULATION FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STRENGTH FINANCIAL SYSTEM FISCAL POLICY FOREIGN BANKS FOREIGN EXCHANGE GOOD FAITH GOVERNMENT FUNDING HOUSEHOLDS INCENTIVES TO SAVE INFLATIONARY PRESSURES INFORMATION DISCLOSURE INFORMATION DISCLOSURE REQUIREMENTS INFORMATION SHARING INFORMATION TECHNOLOGY INSURANCE INSURANCE COMPANIES INTEREST RATE INTEREST RATE RISK INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK ISSUANCES JOINT-STOCK COMPANIES LAWS LEGAL AUTHORITY LEGAL FRAMEWORK LEGAL PROTECTION LEGAL PROVISIONS LEGISLATION LEGISLATIVE FRAMEWORK LENDER LENDER OF LAST RESORT LENDING POLICIES LIQUIDITY LIQUIDITY RISK LOAN LOAN CLASSIFICATION LOAN PORTFOLIOS LOCAL GOVERNMENT LOCAL GOVERNMENTS MACROECONOMIC ADJUSTMENTS MACROECONOMIC ENVIRONMENT MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET CAPITALIZATION MARKET DETERMINATION MARKET DISCIPLINE MARKET RISK MARKET STRUCTURE MATURITIES MONETARY FUND MONETARY POLICY MUNICIPALITIES NATIONAL ECONOMIC POLICIES NEGOTIABLE INSTRUMENTS NET INTEREST MARGIN NONBANK FINANCIAL INSTITUTIONS NONBANK INSTITUTIONS NONPERFORMING LOANS OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SERVICES PAYMENT SYSTEM PENALTIES POSTAL SAVINGS PREFECTURES PRIVATE PROPERTY PROBLEM BANKS PROFESSIONAL DEVELOPMENT PROPERTY LAW PROPERTY RIGHTS PRUDENTIAL REGULATION RATING AGENCIES REAL ESTATE REGULATORY FRAMEWORK REGULATORY OBJECTIVES REGULATORY SYSTEM RESERVE REQUIREMENTS RESOURCE ALLOCATION RETAIL INTEREST RETURN RETURN ON ASSETS RETURN ON EQUITY RISK MANAGEMENT RISK MEASUREMENT RURAL CREDIT RURAL CREDIT COOPERATIVES SAFETY NET SAVINGS SAVINGS BANKS SECURITIES SETTLEMENT SYSTEMS SMALL BANKS SMALL BUSINESS SMALL BUSINESS LENDING SOCIAL DEVELOPMENT SOCIAL SAFETY NETS STATE BANKS STOCK EXCHANGES SUBSIDIARIES SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK TRANSACTION TRANSPARENCY TRANSPORT VALUE PAYMENT SYSTEM VILLAGE WAGES |
| spellingShingle |
ACCESS TO FINANCIAL SERVICES ACCOUNTABILITY ACCOUNTANT ACCOUNTING ACCOUNTING PRINCIPLES ADVANCED ECONOMIES AFFILIATES ANTI-MONEY LAUNDERING APPROVAL PROCESS ASSET MANAGEMENT ASSET MANAGEMENT COMPANIES ASSET PRICE ASSET QUALITY AUDITING AUDITORS AUDITS AUTONOMOUS REGIONS AUTONOMY BANK ASSETS BANK CAPITAL BANK CUSTOMER BANK FAILURES BANK LENDING BANKERS ASSOCIATION BANKING INDUSTRY BANKING LAW BANKING REGULATION BANKING SECTOR BANKING SECTOR ASSETS BANKING SECTOR REFORM BANKING SUPERVISION BANKING SYSTEM BANKRUPTCY BANKRUPTCY LAWS BANKS BOND BOND MARKETS BORROWING BROAD MONEY BUSINESS ENTERPRISES CAPITAL ADEQUACY CAPITAL ADEQUACY RULES CAPITAL INJECTIONS CAPITAL MARKETS CAPITAL REQUIREMENTS CAPITALIZATION CASH FLOWS CASH PAYMENT CENTRAL BANK CHEAP MONEY COLLEGE DEGREE COMMERCIAL BANK COMMERCIAL BANKING CONSOLIDATED SUPERVISION CONSOLIDATION CONSUMER PRICE INDEX CONTAGION CORPORATE GOVERNANCE CREDIT GROWTH CREDIT OFFICER CREDIT PROVISION CREDIT RISK CREDIT RISK MANAGEMENT CREDIT SUPPORT CREDITORS CROSS-BORDER BANKING CURRENT ASSETS DEBIT CARDS DEBTS DEPOSIT DEPOSIT INSURANCE DEPOSITORS DEVELOPMENT BANK DEVELOPMENT FINANCE DISCLOSURE REQUIREMENTS DUE DILIGENCE ECONOMIC POLICIES ECONOMIC REFORM ELECTRONIC PAYMENT EMPLOYMENT EQUITY INVESTMENTS EXCHANGE CONTROL EXCHANGE RATE EXPENDITURE EXTERNAL AUDITORS FEDERAL RESERVE FEDERAL RESERVE BANK FINANCE COMPANIES FINANCIAL CONTRACTS FINANCIAL DATA FINANCIAL DIFFICULTIES FINANCIAL INFORMATION FINANCIAL INSTITUTIONS FINANCIAL LEASING FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL RATIOS FINANCIAL REPORTING FINANCIAL SECTOR ASSESSMENT FINANCIAL SECTOR REGULATION FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STRENGTH FINANCIAL SYSTEM FISCAL POLICY FOREIGN BANKS FOREIGN EXCHANGE GOOD FAITH GOVERNMENT FUNDING HOUSEHOLDS INCENTIVES TO SAVE INFLATIONARY PRESSURES INFORMATION DISCLOSURE INFORMATION DISCLOSURE REQUIREMENTS INFORMATION SHARING INFORMATION TECHNOLOGY INSURANCE INSURANCE COMPANIES INTEREST RATE INTEREST RATE RISK INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK ISSUANCES JOINT-STOCK COMPANIES LAWS LEGAL AUTHORITY LEGAL FRAMEWORK LEGAL PROTECTION LEGAL PROVISIONS LEGISLATION LEGISLATIVE FRAMEWORK LENDER LENDER OF LAST RESORT LENDING POLICIES LIQUIDITY LIQUIDITY RISK LOAN LOAN CLASSIFICATION LOAN PORTFOLIOS LOCAL GOVERNMENT LOCAL GOVERNMENTS MACROECONOMIC ADJUSTMENTS MACROECONOMIC ENVIRONMENT MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET CAPITALIZATION MARKET DETERMINATION MARKET DISCIPLINE MARKET RISK MARKET STRUCTURE MATURITIES MONETARY FUND MONETARY POLICY MUNICIPALITIES NATIONAL ECONOMIC POLICIES NEGOTIABLE INSTRUMENTS NET INTEREST MARGIN NONBANK FINANCIAL INSTITUTIONS NONBANK INSTITUTIONS NONPERFORMING LOANS OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SERVICES PAYMENT SYSTEM PENALTIES POSTAL SAVINGS PREFECTURES PRIVATE PROPERTY PROBLEM BANKS PROFESSIONAL DEVELOPMENT PROPERTY LAW PROPERTY RIGHTS PRUDENTIAL REGULATION RATING AGENCIES REAL ESTATE REGULATORY FRAMEWORK REGULATORY OBJECTIVES REGULATORY SYSTEM RESERVE REQUIREMENTS RESOURCE ALLOCATION RETAIL INTEREST RETURN RETURN ON ASSETS RETURN ON EQUITY RISK MANAGEMENT RISK MEASUREMENT RURAL CREDIT RURAL CREDIT COOPERATIVES SAFETY NET SAVINGS SAVINGS BANKS SECURITIES SETTLEMENT SYSTEMS SMALL BANKS SMALL BUSINESS SMALL BUSINESS LENDING SOCIAL DEVELOPMENT SOCIAL SAFETY NETS STATE BANKS STOCK EXCHANGES SUBSIDIARIES SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK TRANSACTION TRANSPARENCY TRANSPORT VALUE PAYMENT SYSTEM VILLAGE WAGES International Monetary Fund World Bank People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| geographic_facet |
East Asia and Pacific East Asia China |
| description |
Regulation and supervision of
China's banking system has made impressive progress in
the past few years, led by an activist, forward-looking
regulator China Banking Regulatory Commission (CBRC), with a
clear safety and soundness mandate that has been supported
by banks and by the State. Less than fully compliant ratings
in certain areas in this assessment generally reflect
deficiencies in the legal framework, which can be amended,
or that banks have yet to fully implement CBRC guidance.
This assessment of the current state of the implementation
of the Basel Core Principles for Effective Banking
Supervision (BCP) in China has been completed as part of a
Financial Sector Assessment Program (FSAP) undertaken
jointly by the International Monetary Fund (IMF) and the
World Bank between June 7 and June 25, 2010, and reflects
the regulatory and supervisory framework in place as of the
date of the completion of the assessment. |
| format |
Report |
| author |
International Monetary Fund World Bank |
| author_facet |
International Monetary Fund World Bank |
| author_sort |
International Monetary Fund |
| title |
People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| title_short |
People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| title_full |
People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| title_fullStr |
People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| title_full_unstemmed |
People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision |
| title_sort |
people's republic of china financial sector assessment program : basel core principles for effective banking supervision |
| publisher |
World Bank, Washington, DC |
| publishDate |
2017 |
| url |
http://documents.worldbank.org/curated/en/281141468011147005/China-Basel-core-principles-for-effective-banking-supervision-detailed-assessment-of-observance http://hdl.handle.net/10986/26546 |
| _version_ |
1764461471118393344 |
| spelling |
okr-10986-265462021-04-23T14:04:35Z People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision International Monetary Fund World Bank ACCESS TO FINANCIAL SERVICES ACCOUNTABILITY ACCOUNTANT ACCOUNTING ACCOUNTING PRINCIPLES ADVANCED ECONOMIES AFFILIATES ANTI-MONEY LAUNDERING APPROVAL PROCESS ASSET MANAGEMENT ASSET MANAGEMENT COMPANIES ASSET PRICE ASSET QUALITY AUDITING AUDITORS AUDITS AUTONOMOUS REGIONS AUTONOMY BANK ASSETS BANK CAPITAL BANK CUSTOMER BANK FAILURES BANK LENDING BANKERS ASSOCIATION BANKING INDUSTRY BANKING LAW BANKING REGULATION BANKING SECTOR BANKING SECTOR ASSETS BANKING SECTOR REFORM BANKING SUPERVISION BANKING SYSTEM BANKRUPTCY BANKRUPTCY LAWS BANKS BOND BOND MARKETS BORROWING BROAD MONEY BUSINESS ENTERPRISES CAPITAL ADEQUACY CAPITAL ADEQUACY RULES CAPITAL INJECTIONS CAPITAL MARKETS CAPITAL REQUIREMENTS CAPITALIZATION CASH FLOWS CASH PAYMENT CENTRAL BANK CHEAP MONEY COLLEGE DEGREE COMMERCIAL BANK COMMERCIAL BANKING CONSOLIDATED SUPERVISION CONSOLIDATION CONSUMER PRICE INDEX CONTAGION CORPORATE GOVERNANCE CREDIT GROWTH CREDIT OFFICER CREDIT PROVISION CREDIT RISK CREDIT RISK MANAGEMENT CREDIT SUPPORT CREDITORS CROSS-BORDER BANKING CURRENT ASSETS DEBIT CARDS DEBTS DEPOSIT DEPOSIT INSURANCE DEPOSITORS DEVELOPMENT BANK DEVELOPMENT FINANCE DISCLOSURE REQUIREMENTS DUE DILIGENCE ECONOMIC POLICIES ECONOMIC REFORM ELECTRONIC PAYMENT EMPLOYMENT EQUITY INVESTMENTS EXCHANGE CONTROL EXCHANGE RATE EXPENDITURE EXTERNAL AUDITORS FEDERAL RESERVE FEDERAL RESERVE BANK FINANCE COMPANIES FINANCIAL CONTRACTS FINANCIAL DATA FINANCIAL DIFFICULTIES FINANCIAL INFORMATION FINANCIAL INSTITUTIONS FINANCIAL LEASING FINANCIAL MANAGEMENT FINANCIAL MARKETS FINANCIAL RATIOS FINANCIAL REPORTING FINANCIAL SECTOR ASSESSMENT FINANCIAL SECTOR REGULATION FINANCIAL SERVICES FINANCIAL STABILITY FINANCIAL STRENGTH FINANCIAL SYSTEM FISCAL POLICY FOREIGN BANKS FOREIGN EXCHANGE GOOD FAITH GOVERNMENT FUNDING HOUSEHOLDS INCENTIVES TO SAVE INFLATIONARY PRESSURES INFORMATION DISCLOSURE INFORMATION DISCLOSURE REQUIREMENTS INFORMATION SHARING INFORMATION TECHNOLOGY INSURANCE INSURANCE COMPANIES INTEREST RATE INTEREST RATE RISK INTERNAL CONTROLS INTERNATIONAL ACCOUNTING STANDARDS INTERNATIONAL BANK ISSUANCES JOINT-STOCK COMPANIES LAWS LEGAL AUTHORITY LEGAL FRAMEWORK LEGAL PROTECTION LEGAL PROVISIONS LEGISLATION LEGISLATIVE FRAMEWORK LENDER LENDER OF LAST RESORT LENDING POLICIES LIQUIDITY LIQUIDITY RISK LOAN LOAN CLASSIFICATION LOAN PORTFOLIOS LOCAL GOVERNMENT LOCAL GOVERNMENTS MACROECONOMIC ADJUSTMENTS MACROECONOMIC ENVIRONMENT MANAGEMENT INFORMATION SYSTEMS MANDATES MARKET CAPITALIZATION MARKET DETERMINATION MARKET DISCIPLINE MARKET RISK MARKET STRUCTURE MATURITIES MONETARY FUND MONETARY POLICY MUNICIPALITIES NATIONAL ECONOMIC POLICIES NEGOTIABLE INSTRUMENTS NET INTEREST MARGIN NONBANK FINANCIAL INSTITUTIONS NONBANK INSTITUTIONS NONPERFORMING LOANS OPERATIONAL RISK OPERATIONAL RISKS PAYMENT SERVICES PAYMENT SYSTEM PENALTIES POSTAL SAVINGS PREFECTURES PRIVATE PROPERTY PROBLEM BANKS PROFESSIONAL DEVELOPMENT PROPERTY LAW PROPERTY RIGHTS PRUDENTIAL REGULATION RATING AGENCIES REAL ESTATE REGULATORY FRAMEWORK REGULATORY OBJECTIVES REGULATORY SYSTEM RESERVE REQUIREMENTS RESOURCE ALLOCATION RETAIL INTEREST RETURN RETURN ON ASSETS RETURN ON EQUITY RISK MANAGEMENT RISK MEASUREMENT RURAL CREDIT RURAL CREDIT COOPERATIVES SAFETY NET SAVINGS SAVINGS BANKS SECURITIES SETTLEMENT SYSTEMS SMALL BANKS SMALL BUSINESS SMALL BUSINESS LENDING SOCIAL DEVELOPMENT SOCIAL SAFETY NETS STATE BANKS STOCK EXCHANGES SUBSIDIARIES SUPERVISORY AUTHORITIES SUPERVISORY FRAMEWORK TRANSACTION TRANSPARENCY TRANSPORT VALUE PAYMENT SYSTEM VILLAGE WAGES Regulation and supervision of China's banking system has made impressive progress in the past few years, led by an activist, forward-looking regulator China Banking Regulatory Commission (CBRC), with a clear safety and soundness mandate that has been supported by banks and by the State. Less than fully compliant ratings in certain areas in this assessment generally reflect deficiencies in the legal framework, which can be amended, or that banks have yet to fully implement CBRC guidance. This assessment of the current state of the implementation of the Basel Core Principles for Effective Banking Supervision (BCP) in China has been completed as part of a Financial Sector Assessment Program (FSAP) undertaken jointly by the International Monetary Fund (IMF) and the World Bank between June 7 and June 25, 2010, and reflects the regulatory and supervisory framework in place as of the date of the completion of the assessment. 2017-05-09T15:58:17Z 2017-05-09T15:58:17Z 2012-03 Report http://documents.worldbank.org/curated/en/281141468011147005/China-Basel-core-principles-for-effective-banking-supervision-detailed-assessment-of-observance http://hdl.handle.net/10986/26546 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo World Bank World Bank, Washington, DC Economic & Sector Work :: Financial Sector Assessment Program Economic & Sector Work East Asia and Pacific East Asia China |