Slovenia : Consolidated Risk Based Supervision

This Technical Note, of an informal nature, summarizes our recommendations based on the current scope of discussions with supervisors of BoS in charge of supervising the Target Group, including several meetings organized by the latter with manageme...

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Main Author:	Gutierrez Garcia, Joaquin
Format:	Other Financial Sector Study
Language:	English en_US
Published:	World Bank, Washington, DC 2013
Subjects:	ACCOUNTABILITY ACCOUNTING ACCRUALS APPLICATIONS ASSURANCE AUDITING AUDITORS AUDITS AUTONOMY BANK EXAMINERS BANK OF SLOVENIA BANK OF SPAIN BANKING LAW BANKING OPERATIONS BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BEST PRACTICES BOOK VALUE BUSINESSES BUYER BUYERS CAPABILITIES CAPITAL ADEQUACY CAPITAL ADEQUACY RATIOS CASH FLOW CENTRAL BANKS CHART OF ACCOUNTS CONSOLIDATED ACCOUNTS CONSOLIDATED SUPERVISION CONSOLIDATION CONTROL INFORMATION COST OF CAPITAL COVERAGE CREDIT RISK CREDIT RISK MANAGEMENT DATA ENTRY DEPOSITS DIVIDEND PAYOUT EXTERNAL AUDITORS EXTRAORDINARY ITEMS FINANCIAL ACCOUNTING FINANCIAL OPERATION FINANCIAL PERFORMANCE FINANCIAL STABILITY FISCAL POLICY FLOW OF INFORMATION FRAUD FUNCTIONALITY HARMONIZATION IMPLEMENTATION PLANS INCOME INCREMENTAL COSTS INDIVIDUAL ACCOUNTS INSTITUTION INSTITUTIONAL CAPACITIES INSTITUTIONAL DEVELOPMENT INSURANCE INTERFACE LAWS LEASING LEAVE OF ABSENCE LEGAL BASIS LEGISLATION LENDER OF LAST RESORT LICENSE LIQUIDITY LIQUIDITY RISK MANAGEMENT MACROECONOMICS MANAGEMENT INFORMATION SYSTEMS MANAGEMENT REPORTS MANAGEMENT SYSTEMS MARKET SHARE MATERIAL MIGRATION MONETARY POLICY OFFSITE SUPERVISION OFFSITE SURVEILLANCE OUTPUTS PENALTIES PRIVATE SECTOR PROGRAMS PROTOCOL PRUDENTIAL REGULATIONS QUERY RATES REGULATORY SYSTEM REORGANIZATION RESERVES RESULT RESULTS RISK ASSESSMENT RISK ASSESSMENTS RISK MANAGEMENT RISK MANAGERS RISK PROFILES SEARCH SECURITIES SETTLEMENT SYSTEMS SOLVENCY SPREADSHEET SUBSIDIARIES SUBSIDIARY SYSTEMIC RISK TARGETS TOP MANAGEMENT TRACKING SYSTEMS UNDERWRITING UNDERWRITING STANDARDS
Online Access:	http://documents.worldbank.org/curated/en/2007/06/16344804/slovenia-consolidated-risk-based-supervision-slovenia-consolidated-risk-based-supervision http://hdl.handle.net/10986/12992

id	okr-10986-12992
recordtype	oai_dc
spelling	okr-10986-129922021-04-23T14:03:02Z Slovenia : Consolidated Risk Based Supervision Gutierrez Garcia, Joaquin ACCOUNTABILITY ACCOUNTING ACCRUALS APPLICATIONS ASSURANCE AUDITING AUDITORS AUDITS AUTONOMY BANK EXAMINERS BANK OF SLOVENIA BANK OF SPAIN BANKING LAW BANKING OPERATIONS BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BEST PRACTICES BOOK VALUE BUSINESSES BUYER BUYERS CAPABILITIES CAPITAL ADEQUACY CAPITAL ADEQUACY RATIOS CASH FLOW CENTRAL BANKS CHART OF ACCOUNTS CONSOLIDATED ACCOUNTS CONSOLIDATED SUPERVISION CONSOLIDATION CONTROL INFORMATION COST OF CAPITAL COVERAGE CREDIT RISK CREDIT RISK MANAGEMENT DATA ENTRY DEPOSITS DIVIDEND PAYOUT EXTERNAL AUDITORS EXTRAORDINARY ITEMS FINANCIAL ACCOUNTING FINANCIAL OPERATION FINANCIAL PERFORMANCE FINANCIAL STABILITY FISCAL POLICY FLOW OF INFORMATION FRAUD FUNCTIONALITY HARMONIZATION IMPLEMENTATION PLANS INCOME INCREMENTAL COSTS INDIVIDUAL ACCOUNTS INSTITUTION INSTITUTIONAL CAPACITIES INSTITUTIONAL DEVELOPMENT INSURANCE INTERFACE LAWS LEASING LEAVE OF ABSENCE LEGAL BASIS LEGISLATION LENDER OF LAST RESORT LICENSE LIQUIDITY LIQUIDITY RISK MANAGEMENT MACROECONOMICS MANAGEMENT INFORMATION SYSTEMS MANAGEMENT REPORTS MANAGEMENT SYSTEMS MARKET SHARE MATERIAL MIGRATION MONETARY POLICY OFFSITE SUPERVISION OFFSITE SURVEILLANCE OUTPUTS PENALTIES PRIVATE SECTOR PROGRAMS PROTOCOL PRUDENTIAL REGULATIONS QUERY RATES REGULATORY SYSTEM REORGANIZATION RESERVES RESULT RESULTS RISK ASSESSMENT RISK ASSESSMENTS RISK MANAGEMENT RISK MANAGERS RISK PROFILES SEARCH SECURITIES SETTLEMENT SYSTEMS SOLVENCY SPREADSHEET SUBSIDIARIES SUBSIDIARY SYSTEMIC RISK TARGETS TOP MANAGEMENT TRACKING SYSTEMS UNDERWRITING UNDERWRITING STANDARDS This Technical Note, of an informal nature, summarizes our recommendations based on the current scope of discussions with supervisors of BoS in charge of supervising the Target Group, including several meetings organized by the latter with management of the parent bank. The Note is organized in three sections. The first section includes a summary of our main recommendations. The second section presents a few strategic issues we noted, which may be of interest to BoS going forward as it implements risk based supervision. The third and last section proposes a series of elements to continue the supervision of the Target Group going forward, including how to assess internal governance in a practical manner. Given the depth of issues involved, and that in internal governance the importance is in the details, on purpose this Technical Note is long in providing detailed recommendations on how to implement consolidated risk based supervision. 2013-03-27T18:53:17Z 2013-03-27T18:53:17Z 2007-07 http://documents.worldbank.org/curated/en/2007/06/16344804/slovenia-consolidated-risk-based-supervision-slovenia-consolidated-risk-based-supervision http://hdl.handle.net/10986/12992 English en_US CC BY 3.0 IGO http://creativecommons.org/licenses/by/3.0/igo/ World Bank World Bank, Washington, DC Economic & Sector Work :: Other Financial Sector Study Economic & Sector Work Europe and Central Asia Slovenia
repository_type	Digital Repository
institution_category	Foreign Institution
institution	Digital Repositories
building	World Bank Open Knowledge Repository
collection	World Bank
language	English en_US
topic	ACCOUNTABILITY ACCOUNTING ACCRUALS APPLICATIONS ASSURANCE AUDITING AUDITORS AUDITS AUTONOMY BANK EXAMINERS BANK OF SLOVENIA BANK OF SPAIN BANKING LAW BANKING OPERATIONS BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BEST PRACTICES BOOK VALUE BUSINESSES BUYER BUYERS CAPABILITIES CAPITAL ADEQUACY CAPITAL ADEQUACY RATIOS CASH FLOW CENTRAL BANKS CHART OF ACCOUNTS CONSOLIDATED ACCOUNTS CONSOLIDATED SUPERVISION CONSOLIDATION CONTROL INFORMATION COST OF CAPITAL COVERAGE CREDIT RISK CREDIT RISK MANAGEMENT DATA ENTRY DEPOSITS DIVIDEND PAYOUT EXTERNAL AUDITORS EXTRAORDINARY ITEMS FINANCIAL ACCOUNTING FINANCIAL OPERATION FINANCIAL PERFORMANCE FINANCIAL STABILITY FISCAL POLICY FLOW OF INFORMATION FRAUD FUNCTIONALITY HARMONIZATION IMPLEMENTATION PLANS INCOME INCREMENTAL COSTS INDIVIDUAL ACCOUNTS INSTITUTION INSTITUTIONAL CAPACITIES INSTITUTIONAL DEVELOPMENT INSURANCE INTERFACE LAWS LEASING LEAVE OF ABSENCE LEGAL BASIS LEGISLATION LENDER OF LAST RESORT LICENSE LIQUIDITY LIQUIDITY RISK MANAGEMENT MACROECONOMICS MANAGEMENT INFORMATION SYSTEMS MANAGEMENT REPORTS MANAGEMENT SYSTEMS MARKET SHARE MATERIAL MIGRATION MONETARY POLICY OFFSITE SUPERVISION OFFSITE SURVEILLANCE OUTPUTS PENALTIES PRIVATE SECTOR PROGRAMS PROTOCOL PRUDENTIAL REGULATIONS QUERY RATES REGULATORY SYSTEM REORGANIZATION RESERVES RESULT RESULTS RISK ASSESSMENT RISK ASSESSMENTS RISK MANAGEMENT RISK MANAGERS RISK PROFILES SEARCH SECURITIES SETTLEMENT SYSTEMS SOLVENCY SPREADSHEET SUBSIDIARIES SUBSIDIARY SYSTEMIC RISK TARGETS TOP MANAGEMENT TRACKING SYSTEMS UNDERWRITING UNDERWRITING STANDARDS
spellingShingle	ACCOUNTABILITY ACCOUNTING ACCRUALS APPLICATIONS ASSURANCE AUDITING AUDITORS AUDITS AUTONOMY BANK EXAMINERS BANK OF SLOVENIA BANK OF SPAIN BANKING LAW BANKING OPERATIONS BANKING SECTOR BANKING SUPERVISION BANKING SYSTEM BANKING SYSTEMS BANKS BEST PRACTICES BOOK VALUE BUSINESSES BUYER BUYERS CAPABILITIES CAPITAL ADEQUACY CAPITAL ADEQUACY RATIOS CASH FLOW CENTRAL BANKS CHART OF ACCOUNTS CONSOLIDATED ACCOUNTS CONSOLIDATED SUPERVISION CONSOLIDATION CONTROL INFORMATION COST OF CAPITAL COVERAGE CREDIT RISK CREDIT RISK MANAGEMENT DATA ENTRY DEPOSITS DIVIDEND PAYOUT EXTERNAL AUDITORS EXTRAORDINARY ITEMS FINANCIAL ACCOUNTING FINANCIAL OPERATION FINANCIAL PERFORMANCE FINANCIAL STABILITY FISCAL POLICY FLOW OF INFORMATION FRAUD FUNCTIONALITY HARMONIZATION IMPLEMENTATION PLANS INCOME INCREMENTAL COSTS INDIVIDUAL ACCOUNTS INSTITUTION INSTITUTIONAL CAPACITIES INSTITUTIONAL DEVELOPMENT INSURANCE INTERFACE LAWS LEASING LEAVE OF ABSENCE LEGAL BASIS LEGISLATION LENDER OF LAST RESORT LICENSE LIQUIDITY LIQUIDITY RISK MANAGEMENT MACROECONOMICS MANAGEMENT INFORMATION SYSTEMS MANAGEMENT REPORTS MANAGEMENT SYSTEMS MARKET SHARE MATERIAL MIGRATION MONETARY POLICY OFFSITE SUPERVISION OFFSITE SURVEILLANCE OUTPUTS PENALTIES PRIVATE SECTOR PROGRAMS PROTOCOL PRUDENTIAL REGULATIONS QUERY RATES REGULATORY SYSTEM REORGANIZATION RESERVES RESULT RESULTS RISK ASSESSMENT RISK ASSESSMENTS RISK MANAGEMENT RISK MANAGERS RISK PROFILES SEARCH SECURITIES SETTLEMENT SYSTEMS SOLVENCY SPREADSHEET SUBSIDIARIES SUBSIDIARY SYSTEMIC RISK TARGETS TOP MANAGEMENT TRACKING SYSTEMS UNDERWRITING UNDERWRITING STANDARDS Gutierrez Garcia, Joaquin Slovenia : Consolidated Risk Based Supervision
geographic_facet	Europe and Central Asia Slovenia
description	This Technical Note, of an informal nature, summarizes our recommendations based on the current scope of discussions with supervisors of BoS in charge of supervising the Target Group, including several meetings organized by the latter with management of the parent bank. The Note is organized in three sections. The first section includes a summary of our main recommendations. The second section presents a few strategic issues we noted, which may be of interest to BoS going forward as it implements risk based supervision. The third and last section proposes a series of elements to continue the supervision of the Target Group going forward, including how to assess internal governance in a practical manner. Given the depth of issues involved, and that in internal governance the importance is in the details, on purpose this Technical Note is long in providing detailed recommendations on how to implement consolidated risk based supervision.
format	Economic & Sector Work :: Other Financial Sector Study
author	Gutierrez Garcia, Joaquin
author_facet	Gutierrez Garcia, Joaquin
author_sort	Gutierrez Garcia, Joaquin
title	Slovenia : Consolidated Risk Based Supervision
title_short	Slovenia : Consolidated Risk Based Supervision
title_full	Slovenia : Consolidated Risk Based Supervision
title_fullStr	Slovenia : Consolidated Risk Based Supervision
title_full_unstemmed	Slovenia : Consolidated Risk Based Supervision
title_sort	slovenia : consolidated risk based supervision
publisher	World Bank, Washington, DC
publishDate	2013
url	http://documents.worldbank.org/curated/en/2007/06/16344804/slovenia-consolidated-risk-based-supervision-slovenia-consolidated-risk-based-supervision http://hdl.handle.net/10986/12992
_version_	1764420578699116544

Slovenia : Consolidated Risk Based Supervision

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